At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve. As such, we welcome applications from qualified individuals of all backgrounds who share our commitment to public service.
In connection with these duties, the incumbent has responsibility for rendering financial risk management assessments of clearing agencies activities as the clearing agencies attempt to comply with the Securities Exchange Act of 1934 and rules thereunder dealing with clearance and settlement. Serves as an expert advisor on various programs and events involving clearance and settlement.
- Assist the Associate Director with policy and supervisory determinations on matters relating to the Office's responsibilities, and presents to the Associate Director, the Deputy Director, the Director and the Commission recommendations relating to these policy and supervisory determinations. Reviews regulatory programs to determine that the Commission's regulatory and supervisory policies and objectives are being achieved.
- Represents the Office in presentations and discussions with Commissioners and their counsel; in communications, negotiations, working groups, and committees involving other federal financial regulators and international regulatory agencies and organizations; and in presentations and discussions with market participants and the public.
- Oversee the regulation of the national clearance and settlement system, including those entities registered with the Commission. Initiates and leads special projects concerning unusually complex and controversial clearing, settlement, market regulation, and public policy issues that have a major impact on the securities industry, the Commission, and the general public. Review and development of the legal and policy aspects of these matters, and also reviews and completes action on proposed rule changes and advance notices by registered clearing agencies and that involve clearance and settlement matters.
Disability Employment: For information on disability appointments, please visit http://www.opm.gov/policy-data-oversight/disability-employment/
IMPORTANT INFORMATION FOR SURPLUS OR DISPLACED FEDERAL EMPLOYEES: Career Transition Assistance Plan (CTAP) is available to individuals who have special priority selection rights under this plan. Individuals must be well-qualified for this position to receive consideration for special priority selection. CTAP eligibles will be considered well-qualified when receiving an adjudicated score of 80 or higher.
Reasonable Accommodation: If you are an applicant who needs a reasonable accommodation for disability to participate in the application process at the SEC, submit the form for Reasonable Accommodation for Participation in Job Application Process here. Please be sure to submit your request at least 5 business days in advance of the date you need the requested accommodation.
Equal Employment Opportunity (EEO) Information for SEC Job Applicants: Federal EEO laws protect all applicants from discrimination on the following bases: race, color, sex (not limited to conduct which is sexual in nature, includes pregnancy, gender identity, sexual orientation, transgender status), age (40 and over), religion, national origin, disability, genetic information, retaliation for participating in the EEO process or opposing discrimination. Applicants who believe they have been discriminated against on any EEO basis can seek recourse through the SEC's administrative complaints process. To be timely, an individual must enter the EEO process within 45 days from when they know (or should have known) of the alleged discrimination. Click here for additional information.
A career with the U.S. government provides employees with a comprehensive benefits package. As a federal employee, you and your family will have access to a range of benefits that are designed to make your federal career very rewarding. Opens in a new windowLearn more about federal benefits.
Eligibility for benefits depends on the type of position you hold and whether your position is full-time, part-time or intermittent. Contact the hiring agency for more information on the specific benefits offered.
You must provide a complete Application Package, which includes:
Education must be accredited by an accrediting institution recognized by the U.S. Department of Education in order for it to be credited towards qualifications. Therefore, provide only the attendance and/or degrees from schools accredited by accrediting institutions recognized by the U.S. Department of Education.
Failure to provide all of the required information as stated in this vacancy announcement may result in an ineligible rating or may affect the overall rating.
The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. The Securities and Exchange Commission is currently seeking qualified applicants for numerous positions. Applicants must be U.S. Citizens. Positions are located in the SEC’s Washington, DC headquarters and in 11 regional offices in the United States.
If a rewarding career alongside talented people at an innovative organization with a core set of values guiding its mission is appealing to you, look no further. Named as one of the best places to work in government, the Securities and Exchange Commission is changing the face of the federal workplace with fresh talent and creative ideas. Check out why these employees love coming to work each day. Can you see yourself here?